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David Allan Umstead

President, Chief Compliance OfficerCape Ann Capital, Inc.CRD 4727346

About David Allan Umstead

David Allan Umstead is listed as President, Chief Compliance Officer at Cape Ann Capital, Inc. in Manchester, MA. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Cape Ann Capital, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does David Allan Umstead work?

David Allan Umstead is listed as President, Chief Compliance Officer at Cape Ann Capital, Inc. on SEC Form ADV.

How much of Cape Ann Capital, Inc. does David Allan Umstead own?

Form ADV reports a beneficial ownership band of Over 75%.

Cape Ann Capital, Inc.

TitlePresident, Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2006
View Cape Ann Capital, Inc. →