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Capital Wealth Advisors, Ltd.

● SEC registered since 2014CRD 155263SEC# 801-79379West Bend, WI
Export (members)
Reg. AUM
$113.8M
Employees
2
Accounts
530
Location
West Bend, WI

Capital Wealth Advisors, Ltd. assets under management

Capital Wealth Advisors, Ltd. is a registered investment adviser overseen by the SEC based in West Bend, WI. The firm has been registered since 2014. It reports $113.8 million in regulatory assets under management and employs 2 people.

Capital Wealth Advisors, Ltd. owners & executives

3 reported
NameTitleOwnershipSince
David Leo RosenowChief Compliance OfficerUnder 5%2023
David Scott Lake ControlPresident50-75%2001
Jill S Lake ControlTreasurer50-75%2001

Frequently asked questions

How much does Capital Wealth Advisors, Ltd. manage?

Capital Wealth Advisors, Ltd. reports $113.8 million in regulatory assets under management on its Form ADV.

How many employees does Capital Wealth Advisors, Ltd. have?

Capital Wealth Advisors, Ltd. reports 2 employees.

Where is Capital Wealth Advisors, Ltd. located?

Capital Wealth Advisors, Ltd. is based in West Bend, WI and has been SEC-registered since 2014.

Does Capital Wealth Advisors, Ltd. disclose fund performance?

Capital Wealth Advisors, Ltd. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1755 W. Paradise Dr., West Bend, WI 53095
Phone262-306-0066
Fax262-306-0033
Office hours8a.m.-4:00p.m. Mon-Thur, 8a.m.-3p.m. Fri
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$113.8M
Non-discretionary$0
Total (RAUM)$113.8M