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Capstone Investment Advisors, LLC

● SEC registered since 2012CRD 155563SEC# 801-73004New York, NY
Export (members)
Ranks #18 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$91.71B
Fund GAV
$91.76B
Private funds
19
Employees
330
Accounts
33
Location
New York, NY

Capstone Investment Advisors, LLC assets under management

Capstone Investment Advisors, LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2012. It reports $91.7 billion in regulatory assets under management and employs 330 people. Capstone Investment Advisors, LLC manages 19 private funds with combined gross assets of $91.8 billion, including Capstone Global Master (cayman) Limited. By regulatory assets, it ranks 18 of 5,911 private fund managers.

Capstone Investment Advisors, LLC private funds

19 funds · $91.76B GAV
FundTypeGross assetsMin.
Capstone Global Master (cayman) LimitedHedge$79.8B$100K
Capstone Income Opportunities III, LLCHedge$6.17B$650M
Capstone Dispersion Master Fund Ltd.Hedge$2.86B$100K
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Capstone Investment Advisors, LLC owners & executives

17 reported
NameTitleOwnershipSince
Cia Associates Ny LLC ControlMemberOver 75%2021
Cristin Michelle Grimm ControlChief Financial OfficerUnder 5%2025
Emily Ann Locher ControlChief Compliance OfficerUnder 5%2022
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Frequently asked questions

How much does Capstone Investment Advisors, LLC manage?

Capstone Investment Advisors, LLC reports $91.7 billion in regulatory assets under management on its Form ADV.

How many private funds does Capstone Investment Advisors, LLC manage?

Capstone Investment Advisors, LLC manages 19 private funds with combined gross assets of $91.8 billion.

How many employees does Capstone Investment Advisors, LLC have?

Capstone Investment Advisors, LLC reports 330 employees.

Where is Capstone Investment Advisors, LLC located?

Capstone Investment Advisors, LLC is based in New York, NY and has been SEC-registered since 2012.

Does Capstone Investment Advisors, LLC disclose fund performance?

Capstone Investment Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address7 World Trade Center, 250 Greenwich Street 32nd Fl, New York, NY 10007
Phone212-232-1420
Fax212-232-1421
Office hours7:00 a.m. - 7:00 p.m.
SEC regionNew York Regional Office (NYRO)
CIK1426196
Umbrella registrationYes
Discloses disciplinary historyYes

Assets under management

Discretionary$91.71B
Non-discretionary$0
Total (RAUM)$91.71B

Service providers