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Emily Ann Locher

Chief Compliance OfficerCapstone Investment Advisors, LLCCRD 6359646

About Emily Ann Locher

Emily Ann Locher is listed as Chief Compliance Officer at Capstone Investment Advisors, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Capstone Investment Advisors, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Emily Ann Locher work?

Emily Ann Locher is listed as Chief Compliance Officer at Capstone Investment Advisors, LLC on SEC Form ADV.

How much of Capstone Investment Advisors, LLC does Emily Ann Locher own?

Form ADV reports a beneficial ownership band of Under 5%.

Capstone Investment Advisors, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2022