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Caruso McLean & Co., Inc.

● SEC registered since 2005CRD 126084SEC# 801-64498Utica, NY
Export (members)
Reg. AUM
$248.9M
Employees
5
Accounts
188
Location
Utica, NY

Caruso McLean & Co., Inc. assets under management

Caruso McLean & Co., Inc. is an SEC-registered investment adviser based in Utica, NY. The firm has been registered since 2005. It reports $248.9 million in regulatory assets under management and employs 5 people.
www.carusomclean.comView on SEC.gov ↗

Caruso McLean & Co., Inc. owners & executives

2 reported
NameTitleOwnershipSince
Gregory Bruce McLean ControlCeo, President, CfoOver 75%1988
Stephen Louis CarusoChief Compliance OfficerUnder 5%2011

Frequently asked questions

How much does Caruso McLean & Co., Inc. manage?

Caruso McLean & Co., Inc. reports $248.9 million in regulatory assets under management on its Form ADV.

How many employees does Caruso McLean & Co., Inc. have?

Caruso McLean & Co., Inc. reports 5 employees.

Where is Caruso McLean & Co., Inc. located?

Caruso McLean & Co., Inc. is based in Utica, NY and has been SEC-registered since 2005.

Does Caruso McLean & Co., Inc. disclose fund performance?

Caruso McLean & Co., Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address130 Lomond Court, Utica, NY 13502
Phone315-724-5105
Fax315-724-5196
Office hours8:30 a.m. - 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$20.3M
Non-discretionary$228.6M
Total (RAUM)$248.9M