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Stephen Louis Caruso

Chief Compliance OfficerCaruso McLean & Co., Inc.CRD 2729658

About Stephen Louis Caruso

Stephen Louis Caruso is listed as Chief Compliance Officer at Caruso McLean & Co., Inc. in Utica, NY. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Caruso McLean & Co., Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Stephen Louis Caruso work?

Stephen Louis Caruso is listed as Chief Compliance Officer at Caruso McLean & Co., Inc. on SEC Form ADV.

How much of Caruso McLean & Co., Inc. does Stephen Louis Caruso own?

Form ADV reports a beneficial ownership band of Under 5%.

Caruso McLean & Co., Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2011