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Cascades Capital Asset Management, LLC

● SEC registered since 2018CRD 167102SEC# 801-113166Greensboro, NC
Export (members)
Reg. AUM
$322M
Employees
3
Accounts
691
Location
Greensboro, NC

Cascades Capital Asset Management, LLC assets under management

Cascades Capital Asset Management, LLC operates as an SEC-registered investment adviser based in Greensboro, NC. The firm has been registered since 2018. It reports $322 million in regulatory assets under management and employs 3 people.
www.cascadescapital.comView on SEC.gov ↗

Cascades Capital Asset Management, LLC owners & executives

1 reported
NameTitleOwnershipSince
Barry Lee Carpenter ControlOwner/Principal/Chief Compliance OfficerOver 75%2013

Frequently asked questions

How much does Cascades Capital Asset Management, LLC manage?

Cascades Capital Asset Management, LLC reports $322 million in regulatory assets under management on its Form ADV.

How many employees does Cascades Capital Asset Management, LLC have?

Cascades Capital Asset Management, LLC reports 3 employees.

Where is Cascades Capital Asset Management, LLC located?

Cascades Capital Asset Management, LLC is based in Greensboro, NC and has been SEC-registered since 2018.

Does Cascades Capital Asset Management, LLC disclose fund performance?

Cascades Capital Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1840 Pembroke Road, Suite 1, Greensboro, NC 27408
Phone336-404-4746
Fax877-762-3148
Office hours8:00 a.m. - 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyYes

Assets under management

Discretionary$292.3M
Non-discretionary$29.6M
Total (RAUM)$322M