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Barry Lee Carpenter

Owner/Principal/Chief Compliance OfficerCascades Capital Asset Management, LLCCRD 3222077

About Barry Lee Carpenter

Barry Lee Carpenter is listed as Owner/Principal/Chief Compliance Officer at Cascades Capital Asset Management, LLC in Greensboro, NC. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Cascades Capital Asset Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Barry Lee Carpenter work?

Barry Lee Carpenter is listed as Owner/Principal/Chief Compliance Officer at Cascades Capital Asset Management, LLC on SEC Form ADV.

How much of Cascades Capital Asset Management, LLC does Barry Lee Carpenter own?

Form ADV reports a beneficial ownership band of Over 75%.

Cascades Capital Asset Management, LLC

TitleOwner/Principal/Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2013
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