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Cathay Capital NA, LLC

● SEC registered since 2015CRD 268816SEC# 801-104468New York, NY
Export (members)
Ranks #5,459 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$104.8M
Fund GAV
$104.8M
Private funds
2
Employees
4
Accounts
3
Location
New York, NY

Cathay Capital NA, LLC assets under management

Cathay Capital NA, LLC is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2015. It reports $104.8 million in regulatory assets under management and employs 4 people. Cathay Capital NA, LLC manages 2 private funds with combined gross assets of $104.8 million, including Cathay Capital North American-Sino Fund (collector), LP. By regulatory assets, it ranks 5,459 of 5,911 private fund managers.

Cathay Capital NA, LLC private funds

2 funds · $104.8M GAV
FundTypeGross assetsMin.
Cathay Capital North American-Sino Fund (collector), LPPrivate Equity$92.6M
Cathay Morpheus, LPPrivate Equity$12.1M

Cathay Capital NA, LLC owners & executives

6 reported
NameTitleOwnershipSince
Andre Puong ControlPartner, Chief Compliance OfficerUnder 5%2018
Cathay Capital Private Equity LLC ControlMemberOver 75%2015
Mark Matvey Woods ControlPartner25-50%2018
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Frequently asked questions

How much does Cathay Capital NA, LLC manage?

Cathay Capital NA, LLC reports $104.8 million in regulatory assets under management on its Form ADV.

How many private funds does Cathay Capital NA, LLC manage?

Cathay Capital NA, LLC manages 2 private funds with combined gross assets of $104.8 million.

How many employees does Cathay Capital NA, LLC have?

Cathay Capital NA, LLC reports 4 employees.

Where is Cathay Capital NA, LLC located?

Cathay Capital NA, LLC is based in New York, NY and has been SEC-registered since 2015.

Does Cathay Capital NA, LLC disclose fund performance?

Cathay Capital NA, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address150 E. 52nd Street, Suite 20001, New York, NY 10022
Phone212-858-9020
Office hours9:00a.m. - 5:00p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$104.8M
Non-discretionary$0
Total (RAUM)$104.8M