Partner, Chief Compliance OfficerCathay Capital NA, LLCCRD 6915045
About Andre Puong
Andre Puong is listed as Partner, Chief Compliance Officer at Cathay Capital NA, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Cathay Capital NA, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Andre Puong work?
Andre Puong is listed as Partner, Chief Compliance Officer at Cathay Capital NA, LLC on SEC Form ADV.
How much of Cathay Capital NA, LLC does Andre Puong own?
Form ADV reports a beneficial ownership band of Under 5%.