| Name | Title | Ownership | Since |
|---|---|---|---|
| Allan Keith Shores | Treasurer | Under 5% | 2021 |
| Cetera Financial Group, Inc. Control | Sole Member | Over 75% | 2016 |
| David James Van Havermaat | Assistant Secretary | Under 5% | 2021 |
Cetera Advisory Services LLC reports 12 employees.
Cetera Advisory Services LLC is based in El Segundo, CA and has been SEC-registered since 2016.
Cetera Advisory Services LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 2301 Rosecrans Avenue, Suite 5100, El Segundo, CA 90245 |
| Phone | 310-257-7880 |
| Fax | 877-339-0774 |
| Office hours | 8:00-5:00 |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |