| Name | Title | Ownership | Since |
|---|---|---|---|
| Allan Keith Shores | Treasurer | Under 5% | 2021 |
| Cetera Financial Specialists Services LLC Control | Sole Member | Over 75% | 1998 |
| David James Van Havermaat Control | Asst. Secretary | Under 5% | 2021 |
Cetera Investment Advisers LLC reports $16.4 million in regulatory assets under management on its Form ADV.
Cetera Investment Advisers LLC reports 7,705 employees.
Cetera Investment Advisers LLC is based in Schaumburg, IL and has been SEC-registered since 1984.
Cetera Investment Advisers LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 1450 American Lane, 6th Floor, Suite 650, Schaumburg, IL 60173-2096 |
| Phone | 310-257-7880 |
| Fax | 847-330-7912 |
| Office hours | 8a.m. To 5p.m. Ct |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
| Discretionary | $12.8M |
| Non-discretionary | $36.08B |
| Total (RAUM) | $16.4M |