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Cetera Investment Management LLC

● SEC registered since 2013CRD 165436SEC# 801-77403Schamburg, IL
Export (members)
Reg. AUM
—
Employees
23
Accounts
—
Location
Schamburg, IL

Cetera Investment Management LLC assets under management

Cetera Investment Management LLC is an SEC-registered investment adviser based in Schamburg, IL. The firm has been registered since 2013. It employs 23 people.
www.cetera.com/cetera_investment_managementView on SEC.gov ↗

Cetera Investment Management LLC owners & executives

24 reported
NameTitleOwnershipSince
Allan Keith Shores ControlTreasurerUnder 5%2017
Cetera Financial Group, Inc. ControlSole MemberOver 75%2012
David James Van HavermaatAssistant SecretaryUnder 5%2021
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Frequently asked questions

How many employees does Cetera Investment Management LLC have?

Cetera Investment Management LLC reports 23 employees.

Where is Cetera Investment Management LLC located?

Cetera Investment Management LLC is based in Schamburg, IL and has been SEC-registered since 2013.

Does Cetera Investment Management LLC disclose fund performance?

Cetera Investment Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1450 American Lane, Suite 650, Schamburg, IL 60173
Phone310-257-7880
Fax877-338-2161
Office hours9:00 To 5:00 Pt
SEC regionChicago Regional Office (CHRO)
CIK1665979
Discloses disciplinary historyNo