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Daiwa Asset Management (america) Ltd.

● SEC registered since 2011CRD 126191SEC# 801-72608New York, NY
Export (members)
Reg. AUM
$1.72B
Employees
9
Accounts
15
Location
New York, NY

Daiwa Asset Management (america) Ltd. assets under management

Daiwa Asset Management (america) Ltd. is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2011. It reports $1.7 billion in regulatory assets under management and employs 9 people.
View on SEC.gov ↗

Daiwa Asset Management (america) Ltd. owners & executives

7 reported
NameTitleOwnershipSince
Atsushi TaharaDirectorUnder 5%2018
Daiwa Asset Management Co. Ltd. ControlShare HolderOver 75%1990
Efraim SpagnolettiChief Compliance OfficerUnder 5%2014
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Frequently asked questions

How much does Daiwa Asset Management (america) Ltd. manage?

Daiwa Asset Management (america) Ltd. reports $1.7 billion in regulatory assets under management on its Form ADV.

How many employees does Daiwa Asset Management (america) Ltd. have?

Daiwa Asset Management (america) Ltd. reports 9 employees.

Where is Daiwa Asset Management (america) Ltd. located?

Daiwa Asset Management (america) Ltd. is based in New York, NY and has been SEC-registered since 2011.

Does Daiwa Asset Management (america) Ltd. disclose fund performance?

Daiwa Asset Management (america) Ltd. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address120 West 45th Street, 38th Floor, New York, NY 10005-3538
Phone212-612-6254
Fax212-612-6254
Office hours9:00a.m.-5:00p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$1.72B
Non-discretionary$0
Total (RAUM)$1.72B