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Efraim Spagnoletti

Chief Compliance OfficerDaiwa Asset Management (america) Ltd.CRD 4370110

About Efraim Spagnoletti

Efraim Spagnoletti is listed as Chief Compliance Officer at Daiwa Asset Management (america) Ltd. in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Daiwa Asset Management (america) Ltd.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Efraim Spagnoletti work?

Efraim Spagnoletti is listed as Chief Compliance Officer at Daiwa Asset Management (america) Ltd. on SEC Form ADV.

How much of Daiwa Asset Management (america) Ltd. does Efraim Spagnoletti own?

Form ADV reports a beneficial ownership band of Under 5%.

Daiwa Asset Management (america) Ltd.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2014
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