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David James Financial

CRD 306301SEC# 801-123332North Liberty, IA
Export (members)
No longer SEC-registered. David James Financial appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$116.1M
Employees
4
Accounts
391
Location
North Liberty, IA

David James Financial assets under management

David James Financial is an investment advisory firm registered with the SEC based in North Liberty, IA. It reports $116.1 million in regulatory assets under management and employs 4 people.
View on SEC.gov ↗

David James Financial owners & executives

3 reported
NameTitleOwnershipSince
David James Lane ControlPresidentOver 75%2016
David Patrick Senkyr ControlVice PresidentUnder 5%2023
Rebecca Ann BaedkeChief Compliance OfficerUnder 5%2024

Frequently asked questions

How much does David James Financial manage?

David James Financial reports $116.1 million in regulatory assets under management on its Form ADV.

How many employees does David James Financial have?

David James Financial reports 4 employees.

Where is David James Financial located?

David James Financial is based in North Liberty, IA.

Does David James Financial disclose fund performance?

David James Financial is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address595 Ashley Court Suite 2, North Liberty, IA 52317
Office hours9:00a.m. - 5:00p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$116.1M
Non-discretionary$0
Total (RAUM)$116.1M