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Rebecca Ann Baedke

Chief Compliance OfficerDavid James FinancialCRD 4055455

About Rebecca Ann Baedke

Rebecca Ann Baedke is listed as Chief Compliance Officer at David James Financial in North Liberty, IA. Form ADV reports a beneficial ownership band of Under 5%. Rebecca Ann Baedke is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of David James Financial
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Rebecca Ann Baedke work?

Rebecca Ann Baedke is listed as Chief Compliance Officer at David James Financial on SEC Form ADV.

How much of David James Financial does Rebecca Ann Baedke own?

Form ADV reports a beneficial ownership band of Under 5%.

David James Financial

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2024
View David James Financial →

En Enterprises, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2025
View En Enterprises, LLC →