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Dominari Securities LLC

● SEC registered since 2013CRD 18975SEC# 801-78295New York, NY
Export (members)
Reg. AUM
$41.6M
Employees
11
Accounts
235
Location
New York, NY

Dominari Securities LLC assets under management

Dominari Securities LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2013. It reports $41.6 million in regulatory assets under management and employs 11 people.
dominarisecurities.comView on SEC.gov ↗

Dominari Securities LLC owners & executives

5 reported
NameTitleOwnershipSince
Dominari Financial, Inc. ControlOwnerOver 75%2023
Jaime Mercado ControlChief Compliance Officer, AmlcoUnder 5%2024
Kyle Michael Wool ControlCeo/ PresidentUnder 5%2023
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Frequently asked questions

How much does Dominari Securities LLC manage?

Dominari Securities LLC reports $41.6 million in regulatory assets under management on its Form ADV.

How many employees does Dominari Securities LLC have?

Dominari Securities LLC reports 11 employees.

Where is Dominari Securities LLC located?

Dominari Securities LLC is based in New York, NY and has been SEC-registered since 2013.

Does Dominari Securities LLC disclose fund performance?

Dominari Securities LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address725 Fifth Ave., 23rd Fl., New York, NY 10022
Phone212-393-4500
Fax212-393-4550
Office hours9-5p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$11.1M
Non-discretionary$30.6M
Total (RAUM)$41.6M