PPrivate Fund Data Log in Join · $37/mo

Jaime Mercado

Chief Compliance Officer, AmlcoDominari Securities LLCCRD 2863760

About Jaime Mercado

Jaime Mercado is listed as Chief Compliance Officer, Amlco at Dominari Securities LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Jaime Mercado is associated with 3 registered advisers.

Reported ownership

Owns Under 5% of Dominari Securities LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Jaime Mercado work?

Jaime Mercado is listed as Chief Compliance Officer, Amlco at Dominari Securities LLC on SEC Form ADV.

How much of Dominari Securities LLC does Jaime Mercado own?

Form ADV reports a beneficial ownership band of Under 5%.

Dominari Securities LLC

TitleChief Compliance Officer, Amlco
OwnershipUnder 5%
Control personYes
Since2024
View Dominari Securities LLC →

Dominari Im LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2024
View Dominari Im LLC →

American Ventures Im LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2025
View American Ventures Im LLC →