| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel John Dougherty Control | Chief Executive Officer, President, Director, Secretary, Owner | 50-75% | 2020 |
| Dillon Lee Dougherty Control | Chief Financial Officer, Chief Compliance Officer, Director, Treasurer, Owner | 50-75% | 2020 |
Dougherty & Associates Financial Advisors, Inc. reports $353.9 million in regulatory assets under management on its Form ADV.
Dougherty & Associates Financial Advisors, Inc. reports 9 employees.
Dougherty & Associates Financial Advisors, Inc. is based in Buffalo, MN and has been SEC-registered since 2015.
Dougherty & Associates Financial Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 103 Marty Drive, Suite 101, Buffalo, MN 55313 |
| Phone | 763-682-4014 |
| Fax | 763-682-4461 |
| Office hours | 7:30 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
| Discretionary | $352.2M |
| Non-discretionary | $1.7M |
| Total (RAUM) | $353.9M |