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Dillon Lee Dougherty

Chief Financial Officer, Chief Compliance Officer, Director, Treasurer, OwnerDougherty & Associates Financial Advisors, Inc.CRD 6676496

About Dillon Lee Dougherty

Dillon Lee Dougherty is listed as Chief Financial Officer, Chief Compliance Officer, Director, Treasurer, Owner at Dougherty & Associates Financial Advisors, Inc. in Buffalo, MN. Form ADV reports a beneficial ownership band of 50-75%.

Reported ownership

Owns 50-75% of Dougherty & Associates Financial Advisors, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Dillon Lee Dougherty work?

Dillon Lee Dougherty is listed as Chief Financial Officer, Chief Compliance Officer, Director, Treasurer, Owner at Dougherty & Associates Financial Advisors, Inc. on SEC Form ADV.

How much of Dougherty & Associates Financial Advisors, Inc. does Dillon Lee Dougherty own?

Form ADV reports a beneficial ownership band of 50-75%.

Dougherty & Associates Financial Advisors, Inc.

TitleChief Financial Officer, Chief Compliance Officer, Director, Treasurer, Owner
Ownership50-75%
Control personYes
Since2020
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