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Dwr Wealth Management, LLC

● SEC registered since 2021CRD 133743SEC# 801-122140San Jose, CA
Export (members)
Reg. AUM
$179.6M
Employees
4
Accounts
545
Location
San Jose, CA

Dwr Wealth Management, LLC assets under management

Dwr Wealth Management, LLC is a registered investment adviser overseen by the SEC based in San Jose, CA. The firm has been registered since 2021. It reports $179.6 million in regulatory assets under management and employs 4 people.
www.dwrwealth.comView on SEC.gov ↗

Dwr Wealth Management, LLC owners & executives

3 reported
NameTitleOwnershipSince
David Rex Rousselot ControlMember10-25%2005
Ricky Dale Dunham ControlMemberOver 75%2005
Tracy Lee Newquist ControlMember, Chief Compliance Officer10-25%2021

Frequently asked questions

How much does Dwr Wealth Management, LLC manage?

Dwr Wealth Management, LLC reports $179.6 million in regulatory assets under management on its Form ADV.

How many employees does Dwr Wealth Management, LLC have?

Dwr Wealth Management, LLC reports 4 employees.

Where is Dwr Wealth Management, LLC located?

Dwr Wealth Management, LLC is based in San Jose, CA and has been SEC-registered since 2021.

Does Dwr Wealth Management, LLC disclose fund performance?

Dwr Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1884 the Alameda, San Jose, CA 95126
Phone(408) 260-9600
Fax(408) 260-9606
Office hours9:00 a.m. - 5:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$178.7M
Non-discretionary$965K
Total (RAUM)$179.6M