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Tracy Lee Newquist

Member, Chief Compliance OfficerDwr Wealth Management, LLCCRD 4338710

About Tracy Lee Newquist

Tracy Lee Newquist is listed as Member, Chief Compliance Officer at Dwr Wealth Management, LLC in San Jose, CA. Form ADV reports a beneficial ownership band of 10-25%.

Reported ownership

Owns 10-25% of Dwr Wealth Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Tracy Lee Newquist work?

Tracy Lee Newquist is listed as Member, Chief Compliance Officer at Dwr Wealth Management, LLC on SEC Form ADV.

How much of Dwr Wealth Management, LLC does Tracy Lee Newquist own?

Form ADV reports a beneficial ownership band of 10-25%.

Dwr Wealth Management, LLC

TitleMember, Chief Compliance Officer
Ownership10-25%
Control personYes
Since2021
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