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East Rock Financial Services, LLC

● SEC registered since 2025CRD 147949SEC# 801-132755
Export (members)
Reg. AUM
$111.4M
Employees
3
Accounts
39
Location

East Rock Financial Services, LLC assets under management

East Rock Financial Services, LLC is an investment advisory firm registered with the SEC. The firm has been registered since 2025. It reports $111.4 million in regulatory assets under management and employs 3 people.

East Rock Financial Services, LLC owners & executives

1 reported
NameTitleOwnershipSince
Stephanie Jeanne Lee ControlManaging Member, Chief Compliance OfficerOver 75%2008

Frequently asked questions

How much does East Rock Financial Services, LLC manage?

East Rock Financial Services, LLC reports $111.4 million in regulatory assets under management on its Form ADV.

How many employees does East Rock Financial Services, LLC have?

East Rock Financial Services, LLC reports 3 employees.

Does East Rock Financial Services, LLC disclose fund performance?

East Rock Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone415-779-2008
Office hoursBy Appointment Only
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$111.4M
Non-discretionary$0
Total (RAUM)$111.4M