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Stephanie Jeanne Lee

Managing Member, Chief Compliance OfficerEast Rock Financial Services, LLCCRD 5580394

About Stephanie Jeanne Lee

Stephanie Jeanne Lee is listed as Managing Member, Chief Compliance Officer at East Rock Financial Services, LLC. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of East Rock Financial Services, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Stephanie Jeanne Lee work?

Stephanie Jeanne Lee is listed as Managing Member, Chief Compliance Officer at East Rock Financial Services, LLC on SEC Form ADV.

How much of East Rock Financial Services, LLC does Stephanie Jeanne Lee own?

Form ADV reports a beneficial ownership band of Over 75%.

East Rock Financial Services, LLC

TitleManaging Member, Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2008
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