| Name | Title | Ownership | Since |
|---|---|---|---|
| David Joshua Rockman Control | Principal, President And Chief Compliance Officer | Under 5% | 2003 |
| Embarcadero Financial Group S Corporation Control | Owner | Over 75% | 2020 |
| David Joshua Rockman Control | Owner | Over 75% | 2019 |
Embarcadero Financial Investment Advisory, LLC reports $159.9 million in regulatory assets under management on its Form ADV.
Embarcadero Financial Investment Advisory, LLC reports 4 employees.
Embarcadero Financial Investment Advisory, LLC is based in San Francisco, CA and has been SEC-registered since 2020.
Embarcadero Financial Investment Advisory, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 101 Montgomery Street, Suite 1250, San Francisco, CA 94104 |
| Phone | 415-391-1200 |
| Fax | 415-391-1248 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
| Discretionary | $157.2M |
| Non-discretionary | $2.6M |
| Total (RAUM) | $159.9M |