David Joshua Rockman is listed as Principal, President And Chief Compliance Officer at Embarcadero Financial Investment Advisory, LLC on SEC Form ADV.
Form ADV reports a beneficial ownership band of Under 5%.
| Title | Principal, President And Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2003 |
| Title | Owner |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2019 |