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Emergent Wealth Advisors, LLC

● SEC registered since 2015CRD 174845SEC# 801-106909Williamsville, NY
Export (members)
Reg. AUM
$202.9M
Employees
4
Accounts
901
Location
Williamsville, NY

Emergent Wealth Advisors, LLC assets under management

Emergent Wealth Advisors, LLC is an investment advisory firm registered with the SEC based in Williamsville, NY. The firm has been registered since 2015. It reports $202.9 million in regulatory assets under management and employs 4 people.

Emergent Wealth Advisors, LLC owners & executives

5 reported
NameTitleOwnershipSince
Charles Hanny Advisory, LLC ControlMember50-75%2023
Nicholas Efthemis Inc ControlMember50-75%2023
Nicholas John Efthemis ControlChief Compliance OfficerUnder 5%2015
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Frequently asked questions

How much does Emergent Wealth Advisors, LLC manage?

Emergent Wealth Advisors, LLC reports $202.9 million in regulatory assets under management on its Form ADV.

How many employees does Emergent Wealth Advisors, LLC have?

Emergent Wealth Advisors, LLC reports 4 employees.

Where is Emergent Wealth Advisors, LLC located?

Emergent Wealth Advisors, LLC is based in Williamsville, NY and has been SEC-registered since 2015.

Does Emergent Wealth Advisors, LLC disclose fund performance?

Emergent Wealth Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5500 Main Street, Suite 260, Williamsville, NY 14221
Phone716-828-8390
Office hours5-Sep
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$202.9M
Non-discretionary$0
Total (RAUM)$202.9M