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Nicholas John Efthemis

Chief Compliance OfficerEmergent Wealth Advisors, LLCCRD 2821400

About Nicholas John Efthemis

Nicholas John Efthemis is listed as Chief Compliance Officer at Emergent Wealth Advisors, LLC in Williamsville, NY. Form ADV reports a beneficial ownership band of Under 5%. Nicholas John Efthemis is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Emergent Wealth Advisors, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Nicholas John Efthemis work?

Nicholas John Efthemis is listed as Chief Compliance Officer at Emergent Wealth Advisors, LLC on SEC Form ADV.

How much of Emergent Wealth Advisors, LLC does Nicholas John Efthemis own?

Form ADV reports a beneficial ownership band of Under 5%.

Emergent Wealth Advisors, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2015
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Emergent Wealth Advisors, LLC

TitleMember
OwnershipOver 75%
Control personYes
Since2023
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