PPrivate Fund Data Log in Join · $37/mo

Exeter Financial, LLC

● SEC registered since 2007CRD 143420SEC# 801-67719Scottsdale, AZ
Export (members)
Reg. AUM
$366.3M
Employees
6
Accounts
631
Location
Scottsdale, AZ

Exeter Financial, LLC assets under management

Exeter Financial, LLC is an SEC-registered investment adviser based in Scottsdale, AZ. The firm has been registered since 2007. It reports $366.3 million in regulatory assets under management and employs 6 people.

Exeter Financial, LLC owners & executives

7 reported
NameTitleOwnershipSince
Alkeme Intermediary Holdings, LLC ControlManaging MemberOver 75%2020
Stephen Leon Harrison ControlChief Compliance Officer, PresidentUnder 5%2007
Alkeme Acquisition, LLC ControlSole MemberOver 75%2020
See all 7 owners & executives — unlock the full record.
Join to unlock · $37/mo

Frequently asked questions

How much does Exeter Financial, LLC manage?

Exeter Financial, LLC reports $366.3 million in regulatory assets under management on its Form ADV.

How many employees does Exeter Financial, LLC have?

Exeter Financial, LLC reports 6 employees.

Where is Exeter Financial, LLC located?

Exeter Financial, LLC is based in Scottsdale, AZ and has been SEC-registered since 2007.

Does Exeter Financial, LLC disclose fund performance?

Exeter Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address7001 N. Scottsdale Road, Suite 1040, Scottsdale, AZ 85253-3644
Phone480-588-0830
Fax480-991-3168
Office hours8a.m. - 5p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$364.7M
Non-discretionary$1.5M
Total (RAUM)$366.3M