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Stephen Leon Harrison

Chief Compliance Officer, PresidentExeter Financial, LLCCRD 2236475

About Stephen Leon Harrison

Stephen Leon Harrison is listed as Chief Compliance Officer, President at Exeter Financial, LLC in Scottsdale, AZ. Form ADV reports a beneficial ownership band of Under 5%. Stephen Leon Harrison is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Exeter Financial, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Stephen Leon Harrison work?

Stephen Leon Harrison is listed as Chief Compliance Officer, President at Exeter Financial, LLC on SEC Form ADV.

How much of Exeter Financial, LLC does Stephen Leon Harrison own?

Form ADV reports a beneficial ownership band of Under 5%.

Exeter Financial, LLC

TitleChief Compliance Officer, President
OwnershipUnder 5%
Control personYes
Since2007

Alkeme Investments LLC

TitlePresident, Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2024