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Financial Plan, Inc.

● SEC registered since 2012CRD 116073SEC# 801-77339Bellingham, WA
Export (members)
Reg. AUM
$1.23B
Employees
16
Accounts
3,742
Location
Bellingham, WA

Financial Plan, Inc. assets under management

Financial Plan, Inc. is an investment advisory firm registered with the SEC based in Bellingham, WA. The firm has been registered since 2012. It reports $1.2 billion in regulatory assets under management and employs 16 people.

Financial Plan, Inc. owners & executives

5 reported
NameTitleOwnershipSince
David Alden Dick ControlChief Compliance Officer10-25%2018
Gabriel Aaron Twining ControlChief Personnel Officer5-10%2020
James Barber Twining ControlChief Executive Officer25-50%1997
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Frequently asked questions

How much does Financial Plan, Inc. manage?

Financial Plan, Inc. reports $1.2 billion in regulatory assets under management on its Form ADV.

How many employees does Financial Plan, Inc. have?

Financial Plan, Inc. reports 16 employees.

Where is Financial Plan, Inc. located?

Financial Plan, Inc. is based in Bellingham, WA and has been SEC-registered since 2012.

Does Financial Plan, Inc. disclose fund performance?

Financial Plan, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address11 Bellwether Way, Suite 301, Bellingham, WA 98225-2956
Phone360-714-1234
Fax360-738-3125
Office hours9 To 5
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$1.23B
Non-discretionary$0
Total (RAUM)$1.23B