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David Alden Dick

Chief Compliance OfficerFinancial Plan, Inc.CRD 4470567

About David Alden Dick

David Alden Dick is listed as Chief Compliance Officer at Financial Plan, Inc. in Bellingham, WA. Form ADV reports a beneficial ownership band of 10-25%.

Reported ownership

Owns 10-25% of Financial Plan, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does David Alden Dick work?

David Alden Dick is listed as Chief Compliance Officer at Financial Plan, Inc. on SEC Form ADV.

How much of Financial Plan, Inc. does David Alden Dick own?

Form ADV reports a beneficial ownership band of 10-25%.

Financial Plan, Inc.

TitleChief Compliance Officer
Ownership10-25%
Control personYes
Since2018