PPrivate Fund Data Log in Join · $37/mo

Financial Strategies, Inc.

● SEC registered since 2022CRD 113097SEC# 801-125921Brookfield, WI
Export (members)
Reg. AUM
$137M
Employees
5
Accounts
554
Location
Brookfield, WI

Financial Strategies, Inc. assets under management

Financial Strategies, Inc. is an investment advisory firm registered with the SEC based in Brookfield, WI. The firm has been registered since 2022. It reports $137 million in regulatory assets under management and employs 5 people.
www.facebook.com/fsiinvestView on SEC.gov ↗

Financial Strategies, Inc. owners & executives

1 reported
NameTitleOwnershipSince
James Douglas Cantrell ControlPresident / Chief Compliance OfficerOver 75%1993

Frequently asked questions

How much does Financial Strategies, Inc. manage?

Financial Strategies, Inc. reports $137 million in regulatory assets under management on its Form ADV.

How many employees does Financial Strategies, Inc. have?

Financial Strategies, Inc. reports 5 employees.

Where is Financial Strategies, Inc. located?

Financial Strategies, Inc. is based in Brookfield, WI and has been SEC-registered since 2022.

Does Financial Strategies, Inc. disclose fund performance?

Financial Strategies, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address13555 Bishops Court, Suite 340, Brookfield, WI 53005
Phone262-821-1664
Fax262-821-0762
Office hours9:00a.m. - 5:00p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$136.1M
Non-discretionary$972K
Total (RAUM)$137M