| Name | Title | Ownership | Since |
|---|---|---|---|
| Findec Co. Control | Parent Company | Over 75% | 2020 |
| Kenneth Robert Herold | Chief Compliance Officer | Under 5% | 2020 |
| Michael E Lee Control | President & Chief Executive Officer | Under 5% | 2020 |
Findec Wealth Services, Inc. reports $770.6 million in regulatory assets under management on its Form ADV.
Findec Wealth Services, Inc. reports 4 employees.
Findec Wealth Services, Inc. is based in Stockton, CA and has been SEC-registered since 2021.
Findec Wealth Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 1776 W. March Lane, Suite 190, Stockton, CA 95207 |
| Phone | 209-957-7413 |
| Fax | 209-957-1516 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
| Discretionary | $770.6M |
| Non-discretionary | $0 |
| Total (RAUM) | $770.6M |