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Kenneth Robert Herold

Chief Compliance OfficerFindec Wealth Services, Inc.CRD 2695760

About Kenneth Robert Herold

Kenneth Robert Herold is listed as Chief Compliance Officer at Findec Wealth Services, Inc. in Stockton, CA. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Findec Wealth Services, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Kenneth Robert Herold work?

Kenneth Robert Herold is listed as Chief Compliance Officer at Findec Wealth Services, Inc. on SEC Form ADV.

How much of Findec Wealth Services, Inc. does Kenneth Robert Herold own?

Form ADV reports a beneficial ownership band of Under 5%.

Findec Wealth Services, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2020