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Griffin Asset Management, LLC

● SEC registered since 1971CRD 104548SEC# 801-7495New York, NY
Export (members)
Reg. AUM
$969.7M
Employees
10
Accounts
687
Location
New York, NY

Griffin Asset Management, LLC assets under management

Griffin Asset Management, LLC is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 1971. It reports $969.7 million in regulatory assets under management and employs 10 people.

Griffin Asset Management, LLC owners & executives

6 reported
NameTitleOwnershipSince
Brian T FamiglettiManaging Director10-25%2018
Douglas Maxwell Famigletti ControlCo-President25-50%2018
Duncan Kimber SmithChief Compliance OfficerUnder 5%2022
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Frequently asked questions

How much does Griffin Asset Management, LLC manage?

Griffin Asset Management, LLC reports $969.7 million in regulatory assets under management on its Form ADV.

How many employees does Griffin Asset Management, LLC have?

Griffin Asset Management, LLC reports 10 employees.

Where is Griffin Asset Management, LLC located?

Griffin Asset Management, LLC is based in New York, NY and has been SEC-registered since 1971.

Does Griffin Asset Management, LLC disclose fund performance?

Griffin Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address230 Park Avenue, 4th Floor, New York, NY 10169
Phone917-484-5608
Office hours9:00 a.m. - 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$961.2M
Non-discretionary$8.6M
Total (RAUM)$969.7M