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Duncan Kimber Smith

Chief Compliance OfficerGriffin Asset Management, LLCCRD 1005694

About Duncan Kimber Smith

Duncan Kimber Smith is listed as Chief Compliance Officer at Griffin Asset Management, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Griffin Asset Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Duncan Kimber Smith work?

Duncan Kimber Smith is listed as Chief Compliance Officer at Griffin Asset Management, LLC on SEC Form ADV.

How much of Griffin Asset Management, LLC does Duncan Kimber Smith own?

Form ADV reports a beneficial ownership band of Under 5%.

Griffin Asset Management, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2022