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Harmony Asset Management LLC

● SEC registered since 2020CRD 116069SEC# 801-118731Scottsdale, AZ
Export (members)
Reg. AUM
$393.6M
Employees
9
Accounts
528
Location
Scottsdale, AZ

Harmony Asset Management LLC assets under management

Harmony Asset Management LLC is an investment advisory firm registered with the SEC based in Scottsdale, AZ. The firm has been registered since 2020. It reports $393.6 million in regulatory assets under management and employs 9 people.
www.linkedin.com/in/alan-rosenfield-8bb8854?trk=pulse-article_main-author-cardView on SEC.gov ↗

Harmony Asset Management LLC owners & executives

1 reported
NameTitleOwnershipSince
Alan Edward Rosenfield ControlManaging Director And Chief Compliance OfficerOver 75%2001

Frequently asked questions

How much does Harmony Asset Management LLC manage?

Harmony Asset Management LLC reports $393.6 million in regulatory assets under management on its Form ADV.

How many employees does Harmony Asset Management LLC have?

Harmony Asset Management LLC reports 9 employees.

Where is Harmony Asset Management LLC located?

Harmony Asset Management LLC is based in Scottsdale, AZ and has been SEC-registered since 2020.

Does Harmony Asset Management LLC disclose fund performance?

Harmony Asset Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address16220 N. Scottsdale Road, Suite 300, Scottsdale, AZ 85254
Phone480-314-5967
Office hours8a.m. - 4p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyYes

Assets under management

Discretionary$372.2M
Non-discretionary$21.4M
Total (RAUM)$393.6M