PPrivate Fund Data Log in Join · $37/mo

Alan Edward Rosenfield

Managing Director And Chief Compliance OfficerHarmony Asset Management LLCCRD 1129174

About Alan Edward Rosenfield

Alan Edward Rosenfield is listed as Managing Director And Chief Compliance Officer at Harmony Asset Management LLC in Scottsdale, AZ. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Harmony Asset Management LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Alan Edward Rosenfield work?

Alan Edward Rosenfield is listed as Managing Director And Chief Compliance Officer at Harmony Asset Management LLC on SEC Form ADV.

How much of Harmony Asset Management LLC does Alan Edward Rosenfield own?

Form ADV reports a beneficial ownership band of Over 75%.

Harmony Asset Management LLC

TitleManaging Director And Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2001
View Harmony Asset Management LLC →