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Hartley Advisors Corp.

● SEC registered since 2025CRD 130769SEC# 801-134772
Export (members)
Reg. AUM
$105.6M
Employees
3
Accounts
403
Location

Hartley Advisors Corp. assets under management

Hartley Advisors Corp. is an investment advisory firm registered with the SEC. The firm has been registered since 2025. It reports $105.6 million in regulatory assets under management and employs 3 people.

Hartley Advisors Corp. owners & executives

3 reported
NameTitleOwnershipSince
Kenneth Mark Hartley ControlPresident10-25%2003
Pearl Chan Hartley ControlVice President/Secretary/Treasurer10-25%2003
Thomas Kenneth Hartley ControlVice President/Chief Compliance OfficerOver 75%2015

Frequently asked questions

How much does Hartley Advisors Corp. manage?

Hartley Advisors Corp. reports $105.6 million in regulatory assets under management on its Form ADV.

How many employees does Hartley Advisors Corp. have?

Hartley Advisors Corp. reports 3 employees.

Does Hartley Advisors Corp. disclose fund performance?

Hartley Advisors Corp. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone215-801-4830
Office hours9:00 a.m. - 5:00 p.m.
SEC regionPhiladelphia Regional Office (PLRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$102.3M
Non-discretionary$3.3M
Total (RAUM)$105.6M