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Thomas Kenneth Hartley

Vice President/Chief Compliance OfficerHartley Advisors Corp.CRD 6374393

About Thomas Kenneth Hartley

Thomas Kenneth Hartley is listed as Vice President/Chief Compliance Officer at Hartley Advisors Corp.. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Hartley Advisors Corp.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Thomas Kenneth Hartley work?

Thomas Kenneth Hartley is listed as Vice President/Chief Compliance Officer at Hartley Advisors Corp. on SEC Form ADV.

How much of Hartley Advisors Corp. does Thomas Kenneth Hartley own?

Form ADV reports a beneficial ownership band of Over 75%.

Hartley Advisors Corp.

TitleVice President/Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2015
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