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Heartland Advisors, Inc.

● SEC registered since 1983CRD 29433SEC# 801-19074Milwaukee, WI
Export (members)
Reg. AUM
$1.89B
Employees
26
Accounts
92
Location
Milwaukee, WI

Heartland Advisors, Inc. assets under management

Heartland Advisors, Inc. is an investment advisory firm registered with the SEC based in Milwaukee, WI. The firm has been registered since 1983. It reports $1.9 billion in regulatory assets under management and employs 26 people.
www.instagram.com/heartlandfundsView on SEC.gov ↗

Heartland Advisors, Inc. owners & executives

11 reported
NameTitleOwnershipSince
Andrew John Fleming ControlVice President & Portfolio ManagerUnder 5%2012
Colin Patrick McWey ControlVice President & Portfolio ManagerUnder 5%2009
Heartland Holdings, Inc. ControlShareholderOver 75%2000
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Frequently asked questions

How much does Heartland Advisors, Inc. manage?

Heartland Advisors, Inc. reports $1.9 billion in regulatory assets under management on its Form ADV.

How many employees does Heartland Advisors, Inc. have?

Heartland Advisors, Inc. reports 26 employees.

Where is Heartland Advisors, Inc. located?

Heartland Advisors, Inc. is based in Milwaukee, WI and has been SEC-registered since 1983.

Does Heartland Advisors, Inc. disclose fund performance?

Heartland Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address790 N Water Street Suite 1200, Milwaukee, WI 53202
Phone414-347-7777
Fax414-347-1339
Office hours8:00 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$1.89B
Non-discretionary$0
Total (RAUM)$1.89B