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Heritage Wealth Management, Inc.

● SEC registered since 2016CRD 122394SEC# 801-107506Houston, TX
Export (members)
Reg. AUM
$313.1M
Employees
7
Accounts
755
Location
Houston, TX

Heritage Wealth Management, Inc. assets under management

Heritage Wealth Management, Inc. operates as an SEC-registered investment adviser based in Houston, TX. The firm has been registered since 2016. It reports $313.1 million in regulatory assets under management and employs 7 people.
www.heritageplanners.comView on SEC.gov ↗

Heritage Wealth Management, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Brett Stephen Carleton ControlPresident/Chief Compliance OfficerOver 75%2012
Ian Andrew HarrisFinancial PlannerUnder 5%2012

Frequently asked questions

How much does Heritage Wealth Management, Inc. manage?

Heritage Wealth Management, Inc. reports $313.1 million in regulatory assets under management on its Form ADV.

How many employees does Heritage Wealth Management, Inc. have?

Heritage Wealth Management, Inc. reports 7 employees.

Where is Heritage Wealth Management, Inc. located?

Heritage Wealth Management, Inc. is based in Houston, TX and has been SEC-registered since 2016.

Does Heritage Wealth Management, Inc. disclose fund performance?

Heritage Wealth Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4400 Post Oak Parkway, Suite 2510, Houston, TX 77027
Phone713-871-9800
Fax713-871-0713
Office hours9:00 a.m.-5:00 p.m.
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$312.8M
Non-discretionary$265K
Total (RAUM)$313.1M