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Brett Stephen Carleton

President/Chief Compliance OfficerHeritage Wealth Management, Inc.CRD 2058241

About Brett Stephen Carleton

Brett Stephen Carleton is listed as President/Chief Compliance Officer at Heritage Wealth Management, Inc. in Houston, TX. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Heritage Wealth Management, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Brett Stephen Carleton work?

Brett Stephen Carleton is listed as President/Chief Compliance Officer at Heritage Wealth Management, Inc. on SEC Form ADV.

How much of Heritage Wealth Management, Inc. does Brett Stephen Carleton own?

Form ADV reports a beneficial ownership band of Over 75%.

Heritage Wealth Management, Inc.

TitlePresident/Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2012
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