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Higley, James, W.

● SEC registered since 1994CRD 118961SEC# 801-46920
Export (members)
Reg. AUM
$196M
Employees
1
Accounts
50
Location

Higley, James, W. assets under management

Higley, James, W. is an investment advisory firm registered with the SEC. The firm has been registered since 1994. It reports $196 million in regulatory assets under management and employs 1 people.

Higley, James, W. owners & executives

1 reported
NameTitleOwnershipSince
James Wade Higley ControlPrincipal/Chief Compliance OfficerOver 75%1994

Frequently asked questions

How much does Higley, James, W. manage?

Higley, James, W. reports $196 million in regulatory assets under management on its Form ADV.

How many employees does Higley, James, W. have?

Higley, James, W. reports 1 employees.

Does Higley, James, W. disclose fund performance?

Higley, James, W. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone973-539-2855
Fax973-539-2855
Office hours9:00a.m. - 6:00p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary
Non-discretionary$196M
Total (RAUM)$196M