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James Wade Higley

Principal/Chief Compliance OfficerHigley, James, W.CRD 1183904

About James Wade Higley

James Wade Higley is listed as Principal/Chief Compliance Officer at Higley, James, W.. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Higley, James, W.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does James Wade Higley work?

James Wade Higley is listed as Principal/Chief Compliance Officer at Higley, James, W. on SEC Form ADV.

How much of Higley, James, W. does James Wade Higley own?

Form ADV reports a beneficial ownership band of Over 75%.

Higley, James, W.

TitlePrincipal/Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since1994
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