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Investments & Financial Planning, LLC

● SEC registered since 2020CRD 164333SEC# 801-119021Lexington, KY
Export (members)
Reg. AUM
$278.4M
Employees
6
Accounts
1,714
Location
Lexington, KY

Investments & Financial Planning, LLC assets under management

Investments & Financial Planning, LLC is an investment advisory firm registered with the SEC based in Lexington, KY. The firm has been registered since 2020. It reports $278.4 million in regulatory assets under management and employs 6 people.
www.investfp.comView on SEC.gov ↗

Investments & Financial Planning, LLC owners & executives

2 reported
NameTitleOwnershipSince
David Brian Short ControlChief Compliance Officer/Managing Partner50-75%2012
James Eric MullinsManaging Partner50-75%2012

Frequently asked questions

How much does Investments & Financial Planning, LLC manage?

Investments & Financial Planning, LLC reports $278.4 million in regulatory assets under management on its Form ADV.

How many employees does Investments & Financial Planning, LLC have?

Investments & Financial Planning, LLC reports 6 employees.

Where is Investments & Financial Planning, LLC located?

Investments & Financial Planning, LLC is based in Lexington, KY and has been SEC-registered since 2020.

Does Investments & Financial Planning, LLC disclose fund performance?

Investments & Financial Planning, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1795 Alysheba Way, Suite 7104, Lexington, KY 40509
Phone859-543-8188
Fax859-543-8242
Office hours8 a.m.-5p.m.
SEC regionChicago Regional Office (CHRO)
CIK1909307
Discloses disciplinary historyNo

Assets under management

Discretionary$278.4M
Non-discretionary$0
Total (RAUM)$278.4M