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David Brian Short

Chief Compliance Officer/Managing PartnerInvestments & Financial Planning, LLCCRD 4521911

About David Brian Short

David Brian Short is listed as Chief Compliance Officer/Managing Partner at Investments & Financial Planning, LLC in Lexington, KY. Form ADV reports a beneficial ownership band of 50-75%.

Reported ownership

Owns 50-75% of Investments & Financial Planning, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does David Brian Short work?

David Brian Short is listed as Chief Compliance Officer/Managing Partner at Investments & Financial Planning, LLC on SEC Form ADV.

How much of Investments & Financial Planning, LLC does David Brian Short own?

Form ADV reports a beneficial ownership band of 50-75%.

Investments & Financial Planning, LLC

TitleChief Compliance Officer/Managing Partner
Ownership50-75%
Control personYes
Since2012
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