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Kerntke Otto McGlone Wealth Management Group

● SEC registered since 2007CRD 142682SEC# 801-67464Appleton, WI
Export (members)
Reg. AUM
$385M
Employees
7
Accounts
2,279
Location
Appleton, WI

Kerntke Otto McGlone Wealth Management Group assets under management

Kerntke Otto McGlone Wealth Management Group operates as an SEC-registered investment adviser based in Appleton, WI. The firm has been registered since 2007. It reports $385 million in regulatory assets under management and employs 7 people.

Kerntke Otto McGlone Wealth Management Group owners & executives

4 reported
NameTitleOwnershipSince
James Mike McGlone ControlSenior Partner / Managing Member / Chief Compliance Officer50-75%2007
Kaley Marie KleppsPartner5-10%2024
Kenneth John McGlone ControlPartner25-50%2024
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Frequently asked questions

How much does Kerntke Otto McGlone Wealth Management Group manage?

Kerntke Otto McGlone Wealth Management Group reports $385 million in regulatory assets under management on its Form ADV.

How many employees does Kerntke Otto McGlone Wealth Management Group have?

Kerntke Otto McGlone Wealth Management Group reports 7 employees.

Where is Kerntke Otto McGlone Wealth Management Group located?

Kerntke Otto McGlone Wealth Management Group is based in Appleton, WI and has been SEC-registered since 2007.

Does Kerntke Otto McGlone Wealth Management Group disclose fund performance?

Kerntke Otto McGlone Wealth Management Group is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3601 E. Evergreen Drive, Suite 100, Appleton, WI 54913
Phone920-733-3865
Fax920-733-3882
Office hours8:30a.m. - 4:30p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$380.8M
Non-discretionary$4.2M
Total (RAUM)$385M